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Configurable Reg Change Management Workflows 

What It Does

Reg Change Management Workflows give organizations the flexibility to customize how they review and respond to regulatory change alerts. Instead of a rigid process, teams can configure workflows to mirror their own responsibilities and review methods. From confirming alert relevance to validating applicability and updating obligations in the Law Library, Reg Change Management Workflows ensure a structured yet adaptable process across Compliance and Advisor Teams.

Key Capabilities

  • Configurable Workflows – Configure stages, tasks, and responsibilities to align with your organization’s compliance practices.

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  • Role-Based Execution – Compliance Teams assess relevance and finalize decisions, while Advisor Teams assess applicability and impact. Both roles can be configured to match your organization’s workflow preferences.

  • Flexible Workflow Options –  Start workflows in bulk by marking relevance through checkboxes for faster processing, or review alerts individually for greater control.

  • SLA Tracking – Set and monitor configurable SLAs for each task to ensure timeliness and accountability.

  • Integrated Library Updates – Add or update Authority Documents and Requirements directly within workflows, saving time and ensuring the Law Library always reflects the latest information.

  • End-to-End Traceability – Maintain a full record of decisions, updates, and actions taken across Compliance and Advisor Teams.

Why It Matters

With Reg Change Management Workflows, organizations can:

  • Stay agile by tailoring workflows to meet evolving compliance needs.

  • Improve collaboration with clear roles and responsibilities across teams.

  • Ensure accountability through SLA tracking and auditable workflows.

  • Keep obligations current by updating the Law Library and Requirements as part of the review process.

Reach out to Regology Customer Support for the implementation guide, demos, and other resources.

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